Trust & Compliance

Governance That Scales With Your Mission

Management systems built to the same ISO standards our in-house Lead Auditors certify others against. Compliance isn't a checkpoint — it's the architecture.

Standards Our Lead Auditors Hold

ISO 42001ISO 27001ISO 14001ISO 9001ISO 45001R2v3

Lead Auditor credentials are held by our in-house team. Sofi HOMES LLC is not itself certified to these standards by a third-party registrar — we deliver client engagements against them.

Frameworks We Align & Advise On

NIST CSFNIST 800-53NIST AI RMFFedRAMPCMMCSOC 2ZERO-TRUST
Credentials On Every Engagement

Lead Auditors, Not Just Consultants

Most firms outsource their audits. We don't. Every engagement is staffed by certified Lead Auditors who also write production code — eliminating the translation layer between policy and deployment.

ISO 42001 Lead Auditor ISO 27001 Lead Auditor ISO 14001 Lead Auditor ISO 9001 Lead Auditor ISO 45001 Lead Auditor R2v3 Lead Auditor

Standards Framework

Five internationally recognized management standards our Lead Auditors specialize in — and the concrete artifacts we produce on client engagements against each. Not slideware.

42001
AI Management Systems

The world's first standard for responsible AI. Transparent, accountable, and continuously monitored AI governance across your entire model lifecycle.

Risk AssessmentBias MonitoringAudit TrailsPolicy Dev
Control Evidence Delivered
  • AI Impact Assessment mapped to NIST AI RMF
  • Model inventory & lifecycle documentation
  • Bias & drift monitoring dashboard spec
  • Incident response playbook for AI systems
27001
Information Security

The gold standard for ISMS. Protecting data assets while enabling operational agility across classified and unclassified environments.

Risk ManagementAccess ControlIncident ResponseSupply Chain
Control Evidence Delivered
  • Statement of Applicability (SoA) with 93 Annex A controls
  • Risk register with threat/vulnerability modeling
  • Internal audit checklist & evidence log
  • Continuous monitoring dashboard spec
9001
Quality Management

Process excellence driving consistent, measurable outcomes. Full traceability from requirements to deployment with continuous improvement loops.

Process OptimizationPDCADocument ControlQA
Control Evidence Delivered
  • Quality manual & process maps
  • Document control register with version history
  • Corrective action & non-conformance tracking
  • Management review meeting minutes & KPIs
14001
Environmental Management

Environmental management systems for sustainable operations. Addressing waste, emissions, and resource consumption across facility, supply-chain, and full product lifecycle.

Aspects & ImpactsLegal RegisterLifecycleWaste Reduction
Control Evidence Delivered
  • Environmental aspects & impacts register
  • Legal & regulatory compliance obligations register
  • Operational controls & emergency response plans
  • Sustainability KPIs & management review records
45001
Occupational Health & Safety

Safety management for heavy industry and field operations. Protecting workers while maintaining throughput across hazardous environments.

Hazard IDRisk ControlsEmergency PrepMonitoring
Control Evidence Delivered
  • Hazard identification & risk assessment (HIRA)
  • Emergency preparedness & response plan
  • Incident investigation & root cause register
  • Worker consultation & participation records

Framework Crosswalk

If your agency or auditor requires a specific framework, we map our ISO-aligned controls to the federal, industry, and regulatory regimes that matter — so one engagement satisfies multiple requirements.

Our Standard
Maps To (Federal)
Maps To (Industry)
Maps To (Regulatory)
ISO 42001
AI Management
NIST AI RMFOMB M-24-10DoD AI Ethics
IEEE 7000OECD AI Principles
EU AI ActCO SB21-169
ISO 27001
Information Security
NIST 800-53NIST CSFFedRAMP ModerateCMMC L2
SOC 2 Type IIHITRUSTPCI DSS
HIPAAGDPRCCPA
ISO 9001
Quality Management
DoD 5000.02CMMI-DEVAS9100
Six SigmaLeanITIL
FDA QSRFAA AC 120-92
ISO 14001
Environmental
EO 14057DoD SustainabilityEPA NEPA
EMSENERGY STARR2
RCRAClean Air ActCEPA
ISO 45001
Health & Safety
OSHA VPPDoD 6055.05
ANSI Z10OHSAS 18001
29 CFR 1910MSHA

Auditors Who Write Production Code

Zero translation layer between the policy document and the deployed system. What we write, we build.

Operating Discipline

Concrete scope, not outcome promises. We build the systems — sustained compliance depends on the client's ongoing discipline, not a framed certificate.

5
ISO Standards
93
Annex A Controls
24/7
Monitoring Design
Continuous
Evidence Cadence
Architecture, not overlay

Governance Embedded from Day One

Compliance bolted on after deployment fails audits and slows delivery. We integrate the control framework into your CI/CD pipeline, infrastructure-as-code, and model lifecycle before a single production commit.

Real-time visibility

Compliance Dashboards, Not Annual Binders

Your auditors, contracting officers, and board members shouldn't wait for year-end reports to know where you stand. We deploy live control-effectiveness dashboards with role-based views.

Productized Deliverables

Named offerings with fixed scope and timebox. No open-ended retainers.

ISMS Launchpad
60 Days
End-to-end ISO 27001 readiness package. From scoping workshop to a certification-ready ISMS with audit-defensible evidence. Ideal for firms preparing for first-time certification or federal moderate baseline.
What You Receive
  • Statement of Applicability (93 Annex A controls)
  • Risk register + treatment plan
  • Core policy suite (12 documents)
  • Internal audit report + mock external audit
AIMS QuickStart
30 Days
ISO 42001 AI Management System baseline mapped to NIST AI RMF and OMB M-24-10. Get your AI governance posture audit-ready before your next federal solicitation deadline.
What You Receive
  • AI system inventory & classification
  • Impact assessment per deployed model
  • AI policy + governance playbook
  • NIST AI RMF crosswalk deliverable
Audit Cycle
Quarterly
Ongoing internal audit program with corrective-action tracking. Conducted by certified Lead Auditors on your team's calendar — not once a year in a panic before external recertification.
What You Receive
  • Quarterly audit plan aligned to annual scope
  • Evidence walkthroughs & findings report
  • CAPA tracker with owner & due-date
  • Management review prep deck
Compliance Dashboard
Deployed
Real-time control-effectiveness monitoring with role-based views for executives, auditors, and ops teams. Built on your existing stack — SIEM, IdP, ticketing — no data duplication.
What You Receive
  • Multi-framework control mapping (ISO, NIST, FedRAMP)
  • Drift alerts & exception workflows
  • Agency-export for POA&M / SSP
  • Runbook + handoff to your SecOps team

Frameworks We Support

Beyond the five ISO standards our Lead Auditors specialize in, we advise on the broader regulatory and industry frameworks federal and enterprise clients operate under.

Federal & Defense

  • NIST 800-53 Rev 5
  • NIST 800-171 CUI
  • NIST Cybersecurity Framework
  • NIST AI RMF 1.0
  • FedRAMP Low / Mod / High
  • CMMC Level 1–3
  • DoD 8500 series
  • FISMA

Industry & Assurance

  • SOC 2 Type I & II
  • HITRUST CSF
  • PCI DSS v4.0
  • R2v3 Electronics Recycling
  • CSA STAR
  • CIS Controls v8
  • Zero-Trust Architecture
  • StateRAMP / TX-RAMP

Regulatory & Privacy

  • HIPAA / HITECH
  • GDPR
  • CCPA / CPRA
  • EU AI Act
  • OMB M-24-10 AI Memo
  • CJIS Security Policy
  • IRS 1075
  • GLBA

Related Resources

Briefs, crosswalks, and playbooks our clients use to get ahead of their next audit.

1-Page Brief

ISO 27001 → NIST 800-53 Crosswalk

One-page reference mapping ISO 27001 Annex A controls to the NIST 800-53 Rev 5 control families federal programs cite.

Request the PDF
Checklist

ISO 42001 AI Readiness Checklist

50-item readiness checklist covering AI inventory, impact assessment, bias monitoring, and NIST AI RMF alignment for federal AI governance requirements.

Request the checklist
Capability Statement

Sofi HOMES Federal Capability Statement

NAICS codes, UEI/CAGE, past performance summary, and Lead Auditor credentials — in the format contracting officers expect.

Request the statement

Build Trust at Scale

Talk to our governance team about certification readiness.

Request a Consultation

Get Started

Tell us about your project. We typically respond within 24 hours.